Bank Webinars - Total Training Solutions, Inc.

Recorded Thursday, September 10th, 2009

The Institute of Certified Bankers^TM(ICB) is dedicated to promoting the highest standards of performance and ethics within the financial services industry. This webinar has been approved for 2.5 CRCM credits.

With the universe of compliance rules, regulations, interpretations, and the like growing more complex every day, the potential to violate the rules multiplies. In addition, many of these rules are not written in everyday English, and there are gray areas - again increasing the risk of violation. Many of the rules carry significant penalties for noncompliance (both in monetary terms as well as difficult examinations). This webinar concentrates on frequent compliance violations - those rules that historically cause the most violations.

We will discuss both what the common problems are and discuss recommendations on how to fix problems that have already arisen. We will also present several ideas to avoid committing these violations in the first place. In addition, some newer requirements in compliance and how to avoid errors will also be discussed.

Reg. Z and RESPA problems - timing of disclosures (and how to fix this - it's easier than you think)
Reg. Z disclosure, rescission, and advertising rules
Reg. O - lending to your insiders: an easy rule to violate
Reg. B / ECOA - probably the last rule you'd want to violate
Suggested ideas for an effective Fair Lending program
Reg. E error resolution
Bank Secrecy Act - many areas to trip up the careful banker, including AML and CIP rules
Privacy issues
HMDA reporting issues, including common data integrity problems
FCRA (including FACT Act) landmines
Flood insurance documentation and coverage problems
And much more

Plus frequent question and answer sessions throughout this presentation.

Anyone in the institution having compliance responsibilities - when you think about this, it could be just about anyone in the institution. This may include members of senior management, operations personnel, lending personnel, underwriters, customer service representatives, back-room personnel, and of course compliance officers, auditors, and attorneys, and anyone else in the institution that might benefit from this valuable information.

Carl Pry is a Certified Regulatory Compliance Manager (CRCM) and Certified Risk Professional (CRP) who is a Vice President and Compliance Manager for a large financial institution in Ohio. Through his working career, as well as through his experience as a banking attorney and officer, he has provided a variety of regulatory compliance and financial performance services to financial institutions and other clients throughout the country. He has written extensively regarding consumer and commercial compliance, tax, audit, and financial institution legal issues, and is a frequent contributor to and currently serves on the Editorial Advisory Board for the ABA Bank Compliance magazine. He has spoken at dozens of banking, compliance, and state bar associations, and has conducted training sessions for financial institutions across the country.

$255.00

Post-Webinar

Recording only

Unlimited playback & materials. If you were unable to attend the regularly scheduled event, but are interested in the topic, you can purchase the recorded version. You will receive a web address for online viewing and an audio CD and handouts for offline viewing.