In Search of More Deposits - Don't Forget the Compliance Requirements

Carl Pry

Carl Pry is a Certified Regulatory Compliance Manager (CRCM) and Certified Risk Professional (CRP) who is a Senior Director for Treliant Risk Advisors in Washington, DC. Through his working career, as well as through his experience as a banking attorney and officer, he has provided a variety of regulatory compliance and financial performance services to financial institutions and other clients throughout the country. He has written extensively regarding consumer and commercial compliance, tax, audit, and financial institution legal issues, and is a frequent contributor to and currently serves on the Editorial Advisory Board for the ABA Bank Compliance magazine. He has spoken at dozens of banking, compliance, and state bar associations, and has conducted training sessions for financial institutions across the country.

Tuesday, August 11th, 2009
10:00 am - 12:00 pm CT

There are a host of rules that cover the deposit and operations side of the financial institution, ones that require a thorough understanding of when they apply, what they mean, as well as the penalties for noncompliance. There are also some new developments in this area, including overdrafts, EFTs, and cross-border transactions. Learn what these rules are, where to find them, and about the requirements.

Covered topics include:

Regulation DD - Truth in Savings
Regulation CC - Funds Availability including Check 21 provisions
NACHA rules, including new cross-border transactions
Regulation D and Q - Savings, Money Market and NOW Accounts
Regulation E - Electronic Funds Transfers
Basics of Insurance Sales
Right to Financial Privacy
Basic Privacy Regulations
FDIC Insurance basics (including new limits and timeframes)
And more

Plus frequent question and answer sessions throughout this presentation.

Who Should Attend?

This interactive session will give a basic understanding of each of these rules and is imperative for anyone performing duties in deposit areas of the financial institution. This includes tellers, new account reps, head tellers, supervisors, back office personnel, trainers and others working in these types of positions.

Sign Up!

On-Demand Recording Only - $255: Unlimited playback & materials only. If you are unable to attend the regularly scheduled event, but are interested in the topic, you can purchase the recorded version. You will receive a web address for online viewing and an audio CD and handouts for offline viewing.