Teller Compliance Issues: Reg CC, UCC 3 & 4 and CTRs

This webinar focuses on the legal issues of checks outlined in signature cards under the uniform commercial code and the holds used on transaction accounts under Regulation CC. This informative webinar will review endorsements, ambiguous language on checks, stop payment orders, death issues, post-dated checks and the account holder’s responsibilities in review his or her statements. Your financial institution’s best defense again fraud is the proper placement of holds on checks within Regulation CC’s guidelines. We will review all schedules of next day items, local and non-local checks. Participants will receive materials including hold forms and worksheets.

What You Will Learn:

  • How money moves
  • Endorsements
  • Contradictory terms
  • Incomplete contracts
  • Stop payment orders
  • Stop payment orders on cashier’s, certified and teller’s checks
  • Knowledge of death and action on checks after death
  • Customer’s duty to read statement
  • Negligence issues and the customer’s responsibility
  • What is a transaction account
  • What is a local check
  • Next day items
  • Case by case holds and exception holds
  • Substitute checks
  • CTRs

Who Should Attend?

This webinar will benefit all head tellers, branch managers, branch administrators, compliance officers, training staff and others who manage or work the frontline.


Connection Error #D55. For immediate assistance, please use our online chat (lower right corner of this page).
   Live Plus Five (days) - $265   
   OnDemand Recording - $295   
   CD-ROM - $345   
   Live Plus Six (months) - $365   
   Premier Package - $395   
Additional Locations
Want your branches to participate? Facilities within your organization will be able to participate without the travel costs of coming to one location.
Each additional location adds $75 to your registration and can be entered on the next screen as you confirm your order.