Best-Ever Compliance Checklists for Commercial Loans

We tend to think of business and agricultural loans as exempt from troublesome compliance requirements. But several compliance-related laws apply to commercial loans as well as consumer loans.

This colorful checklist, patterned after the popular Best-Ever Consumer Checklists, will guide bankers through those traps and ensure compliance. In addition to addressing compliance issues, this checklist (and the accompanying handout) will provide "best practice" suggestions and reminders that commonly apply to commercial loans. We'll include information on business-entity documentation, underwriting documents, guarantors and security interests.

Covered Topics:

  • HMDA requirements (updated for the 2018 requirements)
  • Customer identification (CIP)
  • Environmental risk analysis
  • Appraisal/evaluation requirements
  • Reg B rules
    • Adverse action
    • Providing copies of appraisals
    • Documenting intent to apply for joint credit
  • Flood insurance requirements

Who Should Attend?

Lenders, loan processors, compliance officers and loan review personnel.

"Thank you! You were very thorough and knowledgeable!" -Carla K., Pioneer Bank

"If you have never attended one of Anne Lolley's webinars you are so missing out. She knows her stuff and presents it in a way anyone can grasp." -June W., Bank of Lincoln County


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