The Directors Education Series: Navigating the Regulatory Environment

This session highlights regulatory expectations for the Board of Directors; outlines seven requirements for board members to fulfill obligations, explains the elements and importance of an effective compliance management system, and offers "take away" lessons from recent enforcement actions by the prudential bank regulators.

Topics Include:
  • Director’s Responsibilities by Agency
    • OCC
    • FDIC
    • CFPB
    • Federal Reserve
  • The Risk Assessment Process
  • Complaints - What & Why
  • What Should Financial Institutions Do?
  • The Dodd-Frank Act Impact on UDAP
  • Lessons Learned from Enforcement Actions
  • Five Steps to Manage UDAAP Risk
Subscribe to The Directors Education Series and provide your leaders with the guidance and tools needed to navigate the complexities of today's banking environment.

training features:

  • Includes Audio, Video and Powerpoint. 
  • PDF Handouts
  • Discussion Questions
  • 20-25 minutes in length (Perfect to show at your monthly board meeting!)

This program is a breakout session from the Directors Education Series, which is a subscription based Library containing over 45 trainings specifically for your Board of Directors. For more information on the Directors Education Series click on or go to You can email questions to or talk with a representative by calling 1-800-831-0678.

Who Should Attend?

This program is recommended for your Compliance, Operations, Risk Management and Executive staff including every member on your Board of Directors.