Exam Preparation

This program will discuss what to expect from the bank regulatory process as well as provide an overview on the regulatory framework for financial institutions.

Covered Topics

  • Overview of Uniform Financial Institutions Rating System (UFIRS)
  • Examination process
  • Review of Safety & Soundness components
  • Specialty exams
  • Best practices to prepare for exams
  • Emerging and hot topic issues

Who Should Attend?

Anyone in the institution having compliance responsibilities - when you think about this, it could be just about anyone in the institution. This may include members of senior management, operations personnel, lending personnel, underwriters, customer service representatives, back-room personnel, and of course compliance officers, auditors, and attorneys, and anyone else in the institution that might benefit from this valuable information.

The biggest value of the series..."Ability to have someone explain in plain English what is going on." Christine G., Bank Fund Staff Federal Credit Union