Importance of the Compliance Management System

This program will provide information on regulatory expectations and changes in regards to Compliance Management Systems (CMS).

Covered Topics

  • Where we were and where we are
  • Getting to ‘Strong’
  • CFPB Expectations
  • Do What You Claim to Be Doing

Who Should Attend?

Anyone in the institution having compliance responsibilities - when you think about this, it could be just about anyone in the institution. This may include members of senior management, operations personnel, lending personnel, underwriters, customer service representatives, back-room personnel, and of course compliance officers, auditors, and attorneys, and anyone else in the institution that might benefit from this valuable information.

The biggest value of the series..."Ability to have someone explain in plain English what is going on." Christine G., Bank Fund Staff Federal Credit Union