A Conversation on Sarbanes-Oxley

Covered Topics

Sandy Swartzberg presents in his down to earth style in "A Conversation on Sarbanes-Oxley". Rick Moon inquires on the deeper details of Sandy’s wealth of knowledge.

Although Sarbanes-Oxley may not apply to all businesses or institutions, Sandy talks about how following Sarbanes-Oxley can bring benefits to everyone. He also discusses some of the common pitfalls that your board may encounter in its every day workings as well as board composition and duties.

Who Should Attend?

Anyone in the institution having compliance responsibilities - when you think about this, it could be just about anyone in the institution. This may include members of senior management, operations personnel, lending personnel, underwriters, customer service representatives, back-room personnel, and of course compliance officers, auditors, and attorneys, and anyone else in the institution that might benefit from this valuable information.

The biggest value of the series..."Ability to have someone explain in plain English what is going on." Christine G., Bank Fund Staff Federal Credit Union