Quarterly Compliance Briefing: Fall 2018

Keeping up with changes and deadlines in the compliance area gets more complex every year. Now, we can assist you with that task.

Carl Pry, a well known and highly respected compliance expert and recipient of the 2015 ABA Distinguished Service Award will be presenting a quarterly update that will address new items to be aware of, deadlines and what's on the horizon. In a simple language webinar format that you can view from your office, Carl will make sure you have the information you need to keep your financial institution in compliance.

Attendees love the handouts that Carl provides each quarter including a calendar and timeline of future expected regulatory updates.

Covered Topics

  • CRA reform from the OCC – what does it mean?
  • New fintech charter from the OCC
  • CFPB supervisory highlights – what’s hot at the Bureau?
  • Future of disparate impact
  • HMDA interpretations from Dodd-Frank reform
  • Small BHC relief
  • Reg. Z threshold changes
  • CFPB and MLA exams
  • CRA downgrade policy guidance from OCC
  • Final rule on annual privacy notices
  • CFPB’s “sandbox” on disclosures and regulation
  • HMDA file format verification tool and 2017 information
  • NFIP extension through Nov. 30
  • Fed’s new Consumer Compliance Supervision Bulletin
  • OCC guidance on loan to deposit ratios

Who Should Attend?

Anyone in the institution having compliance responsibilities - when you think about this, it could be just about anyone in the institution. This may include members of senior management, operations personnel, lending personnel, underwriters, customer service representatives, back-room personnel, and of course compliance officers, auditors, and attorneys, and anyone else in the institution that might benefit from this valuable information.

"Carl is a wealth of knowledge in all things compliance and I would not have passed my CRCM exam if it wasn't for listening to many of his webinars along the way." -Don Savino, SVP Risk Management, Pacific Western Bank


Connection Error #D55. For immediate assistance, please use our online chat (lower right corner of this page).
   Live Plus Five (days) - $265   
   OnDemand Recording - $295   
   CD-ROM - $345   
   Live Plus Six (months) - $365   
   Premier Package - $395   
Additional Locations
Want your branches to participate? Facilities within your organization will be able to participate without the travel costs of coming to one location.
Each additional location adds $75 to your registration and can be entered on the next screen as you confirm your order.