Quarterly Compliance Briefing: Summer 2020

Keeping up with changes and deadlines in the compliance area gets more complex every year. Now, we can assist you with that task.

Carl Pry, a well known and highly respected compliance expert and recipient of the 2015 ABA Distinguished Service Award will be presenting a quarterly update that will address new items to be aware of, deadlines and what's on the horizon. In a simple language webinar format that you can view from your office, Carl will make sure you have the information you need to keep your financial institution in compliance.

Attendees love the handouts that Carl provides each quarter including a calendar and timeline of future expected regulatory updates.

Covered Topics

COVID-19 issues:

  • The numerous COVID-19 related issuances from the agencies
  • Information about the CARES Act
  • PPP information – guidance, forms, and where we stand now
  • Regulatory flexibility around a number of topics: TRID, flood, appraisals, remittance transfers, and others
  • Mortgage issues – Fannie/Freddie, VA, FHA, and others
  • What the examiners are doing about the pandemic
  • Stimulus payment information
  • BSA issues related to the pandemic
  • CRA FAQs on COVID-19
  • Remote Board and similar meetings (OCC)

Non-COVID-19 issues:

  • CRA reform from the OCC
  • Updated BSA/AML Exam Manual
  • HMDA changes finalized, plus new resources
  • New OCC sampling guidelines
  • Reg. D changes (transaction limitations)
  • CFPB Fair Lending Report to Congress
  • FFIEC on cloud computing
  • APR and APY computation tools

This is Part II of a four-part series. You can attend all the sessions to obtain the most comprehensive information or any part in the series independently.

Who Should Attend?

Anyone in the institution having compliance responsibilities - when you think about this, it could be just about anyone in the institution. This may include members of senior management, operations personnel, lending personnel, underwriters, customer service representatives, back-room personnel, and of course compliance officers, auditors, and attorneys, and anyone else in the institution that might benefit from this valuable information.

"Carl is a wealth of knowledge in all things compliance and I would not have passed my CRCM exam if it wasn't for listening to many of his webinars along the way." -Don Savino, SVP Risk Management, Pacific Western Bank

"The Quarterly Compliance Briefings are always a great source of information regarding what has changed and what changes are on the horizon." -Chris Cerda, Senior Risk Advisory Services, Schneider Downs & Co., Inc.