Auditing Your Signature Cards

Auditing the legal ownership, documents, and signatory authority on your accounts is probably one of the most important things you can do.

Your job as a withholding agent for the IRS is important in how the W-9 and W-8BENs are completed. Plus the complete disclosure of relevant regulations and what you should do and not do on each product type.

What You Will Learn

  • Checking Legal Ownership
  • W-9 and W-8BEN Status
  • Signatures on deposit agreements
  • Disclosures given to customers on products
  • Common errors and regulatory concerns

Who Should Attend?

Deposit Compliance Officers, Auditors, New Accounts Representatives, Branch Managers, Training.