Bi-Monthly Compliance Briefing: 6-Part Series (2022)

A bi-monthly update to help you keep up with changes and deadlines in the compliance area in a quick and easy format.

February 23, 2022
April 7, 2022
June 14, 2022
August 17, 2022
October 14, 2022
December 15, 2022
Presented by Carl Pry
2h total length
15 CRCM & 12.5 CEU Credits
$1,209.00 or 5 Tokens

Includes: 30 Days OnDemand Playback, Presenter Materials and Handouts

  • Compliance
  • Bank Legal Counsel
  • Bank Secrecy Act Officer/BSA Specialist
  • Branch Manager
  • Compliance Officer
  • Consumer Lender/Retail Banker
  • Customer Service Representative
  • Internal Auditor
  • Loan Operations Manager/Specialist
  • Marketing Officer/Business Development
  • Senior Management
  • Trainer

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Keeping up with changes and deadlines in the compliance area gets more complex every year. Now, we can assist you with that task. This series includes bi-monthly (6), two-hour webinars focused on the most recent changes to the compliance landscape.

Carl Pry, a well known and highly respected compliance expert and recipient of the 2015 ABA Distinguished Service Award will be presenting a bi-monthly update that will address new items to be aware of, deadlines and what's on the horizon. In a simple language webinar format that you can view from your office, Carl will make sure you have the information you need to keep your financial institution in compliance.

Attendees love the handouts that Carl provides, including links to all relevant source documents and resources.

Series Details

Bi-Monthly Compliance Briefing - February 2022

A bi-monthly update to help you keep up with changes and deadlines in the compliance area in a quick and easy format.

  • Redlining initiative from DOJ and CFPB
  • Appraisal bias report and regulator commentary
  • CFPB inquiry into “junk fees”
  • Beneficial owner proposal
  • HMDA 2022 reportable data reference chart
  • A path forward for the SAFE Banking Act?
  • “Ringless voicemails” as calls under TCPA
  • CFPB regulatory agenda
  • FDIC insurance regulation changes for trust accounts
  • SAR sharing pilot program
  • CFPB report on diversity and inclusion
  • Civil Money Penalty inflation adjustments
  • Fed updated legal interpretations of several regulations

Bi-Monthly Compliance Briefing - April 2022

A bi-monthly update to help you keep up with changes and deadlines in the compliance area in a quick and easy format.

  • Expansion of Fair Lending and UDAAP – discrimination everywhere
  • Same-day ACH increase
  • SEC climate risk disclosures proposal
  • ADA website accessibility guidance
  • Compliance officer certification for BSA issues?
  • Interagency statement on Special Purpose Credit Programs
  • More on appraisal bias
  • SBREFA Panel outline on AVM rule
  • 1071 Update
  • Prepaid interest for certain QM loan APR calculations
  • OCC rule on SAR authority
  • CFPB: financial issues facing rural communities
  • Medical debt on credit reports
  • Auto repos: UDAAP warning
  • Revised FDIC deposit insurance calculation for trusts
  • CFPB rulemaking – public input
  • CFPB comparison of bank overdraft practices

Bi-Monthly Compliance Briefing - June 2022

A bi-monthly update to help you keep up with changes and deadlines in the compliance area in a quick and easy format.

  • Interagency CRA proposal has been issued
  • New interagency flood insurance Q&As
  • FTC guidance on fake and manipulative reviews
  • States’ authority to enforce CFPA
  • FDIC deposit insurance misrepresentation rule
  • CFPB enforcement methodology of consumer protection law
  • Mortgage servicers’ pandemic response
  • Spanish translations of certain disclosures
  • ECOA protection past the application process
  • 2021 CFPB Fair Lending Report, Supervisory Highlights, semi-annual report
  • Update on BSA proposals
  • CFPB authority to supervise nonbanks
  • CFPB medical debt report and “rural banking deserts” report
  • HUD’s plan to reduce racial homeownership gap
  • FinCEN advisory to detect foreign corrupt activity
  • FDCPA report
  • Fact sheet on medical debt
  • FDIC instructing banks to provide notification when dealing with crypto

Bi-Monthly Compliance Briefing - August 2022

A bi-monthly update to help you keep up with changes and deadlines in the compliance area in a quick and easy format.

  • Updates on overdraft programs and fees – what will happen?
  • FDIC joins the “discrimination is UDAAP” party
  • CFPB revising its rulemaking process
  • Settlement of algorithmic bias claim in social media case
  • Customer Due Diligence (CDD) guidance
  • Reg. E expansion?
  • Civil Money Penalty FAQs
  • CFPB looking at credit card late payment fees
  • CFPB guide on HMDA lending patterns
  • SCRA reminder on auto lending
  • Deposit insurance and cryptocurrencies
  • Climate risk assessments – new developments
  • Debt collection FAQs
  • Brokered deposits Q&As
  • Opportunities and risks of digital assets
  • 1071 rulemaking by March 31, 2023
  • CFPB rulemaking agenda
  • FCRA: permissible purposes of obtaining credit reports
  • Distressed middle income areas for CRA credit
  • CFPB warning on “pay-to-pay” fees
  • States may issue credit reporting markets rules
  • FTC proposal on auto lending fees and tactics
  • FTC report to Congress on AI

Bi-Monthly Compliance Briefing - October 2022

A bi-monthly update to help you keep up with changes and deadlines in the compliance area in a quick and easy format.

  • FDIC warning on NSF fees
  • Final beneficial owner rule – corporate reporting
  • CFPB RFI for refinancing mortgage loans and forbearance standards
  • White House proposal for AI “Bill of Rights”
  • 1071 update: on track for a rule by 3/31
  • Fed pilot for climate change scenario for large banks
  • OFAC and instant payment systems
  • CFPB to modernize credit card data collection
  • Reg. II amendment on “card-not-present” transactions
  • FSOC: cryptocurrency systemic risks
  • White House framework for digital assets
  • Updated education loan exam procedures
  • Elder financial Exploitation report
  • Trade groups file suit against CFPB on "discrimination is UDAAP" exam procedures
  • FCC and unlawful text messaging
  • Legal reversal of HMDA exemption?
  • FTC report on “dark patterns”
  • 2021 HMDA data released
  • Proposed rule on impersonation fraud
  • New HMDA graphing tool available
  • Eliminate medical debt as an indicator of creditworthiness

Bi-Monthly Compliance Briefing - December 2022

A bi-monthly update to help you keep up with changes and deadlines in the compliance area in a quick and easy format.

  • CFPB funding unconstitutional? What happens next?
  • 1071 SBREFA Panel report
  • CFPB 1033 outline of proposals under consideration
  • Junk fees guidance – CFPB and White House
  • CFPB supervisory highlights, Fed’s Supervision and Regulation report
  • Bank-Fintech partnerships
  • FTC and the “Safeguards Rule” on data security
  • Fair lending – OCC developments
  • FTC UDAP policy statement
  • FCRA – investigating disputes
  • Various cyber and crypto updates
  • CFPB and industry “standards-setting”
  • FHFA and home valuations
  • Fed study on racial bias in mortgage lending
  • CFPB study of overdraft fee impact on seniors
  • CFPB: junk data on credit reports
  • Regs. Z and M thresholds for 2023

Who Should Attend

Anyone in the institution having compliance responsibilities - when you think about this, it could be just about anyone in the institution. This may include members of senior management, operations personnel, lending personnel, underwriters, customer service representatives, back-room personnel, and of course compliance officers, auditors, and attorneys, and anyone else in the institution that might benefit from this valuable information.

"Carl is a wealth of knowledge in all things compliance and I would not have passed my CRCM exam if it wasn't for listening to many of his webinars along the way." -Don Savino, SVP Risk Management, Pacific Western Bank

"The [Bi-Monthly] Compliance Briefings are always a great source of information regarding what has changed and what changes are on the horizon." -Chris Cerda, Senior Risk Advisory Services, Schneider Downs & Co., Inc.

Carl Pry

Instructor Bio

Carl Pry is a Certified Regulatory Compliance Manager (CRCM) and Certified Risk Professional (CRP) who is a Senior Advisor for Treliant LLC in Washington, DC. Through his more than 30-year working career, as well as through his experience as a banking attorney and officer, he has provided a variety of regulatory compliance and financial performance services to financial institutions and other clients throughout the country. He has written extensively regarding consumer and commercial compliance, tax, audit, and financial institution legal issues, and is a frequent contributor to and currently serves as the Chair of the Editorial Advisory Board for the ABA Bank Compliance magazine. He has spoken at scores of banking, compliance, and state bar associations, and has conducted training sessions for financial institutions across the country.

Continuing Education Credit Information

Bi-Monthly Compliance Briefing: 6-Part Series (2022) has been approved for 15 CRCM credits. This statement is not an endorsement of this program or its sponsor. Credits are redeemable for Live attendance only. For questions on certificates, please email support@oncourselearning.com. Certification holders must report these credits at https://aba.csod.com.

Recommended for 12.5 CEU Credit Hours. After attending this webinar, each attendee can receive a Certificate of Attendance for self-reporting of CEU Credits.