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BSA Consent Order: Lessons Learned for Smaller Institutions

During this program, we will explore the consequences of Bank Secrecy Act compliance failures and how smaller institutions can learn from recent consent orders.

OnDemand
Recorded Thursday,
November 13th, 2025
2 Presenters
2h total length
$299.00 or 1 Token

Includes: 30 Days OnDemand Playback, Presenter Materials and Handouts

  • BSA
  • Deposit Compliance
  • Transaction Compliance
  • Bank Secrecy Act Officer/BSA Specialist
  • Board Member
  • Branch Manager
  • Compliance Officer
  • Senior Management
  • Training Manager
  • Trainer

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Attendees will gain insight into what happens if your institution is hit with a regulatory consent order, why it can happen to any size institution, and how to strengthen your BSA/AML program to prevent this from happening.

This program is designed for senior management, BSA officers (new and experienced), compliance officers, and BSA support staff. It will provide practical lessons drawn from enforcement actions to help you protect your institution.

What You'll Learn

  • Turning other lessons into your action plan
  • What are some of the causes of Consent Orders?
  • What happens when there is a lack of BSA resources?
  • What happens to product development?
  • What happens to your financial institution’s expansion plans?
  • What is the role of your Board of Directors?
  • The importance of BSA/AML staff training
  • What are inadequate cash handling procedures?
  • How to monitor insiders
  • The importance of timely CTR and SAR filings
  • The importance of third-party management

Who Should Attend

This session is ideal for BSA/AML officers, management, board of directors, compliance, training, and staff.

Leslie Nicely

Instructor Bio

Leslie Nicely, Senior Vice President for Gettechnical Inc. brings with her a wealth of practical banking experience. Her 30+ years include various positions with a local community bank including teller, teller supervisor, new accounts, lending, Branch Administration Officer, BSA/AML Officer and Security Officer and more. She graduated from the Virginia Bankers Association School of Bank Management. Her experience includes management, operations, lending compliance, fraud management, training, security and customer service. Her down-to-earth approach to training and her technical expertise makes her a real asset to our industry.

Deborah Crawford

Instructor Bio

Deborah Crawford is the President of Gettechnical Inc., a Florida based training company. She specializes in the deposit side of the financial institution and is an instructor on IRAs, BSA, Deposit Regulations and opening account procedures. She was formerly with Hibernia National Bank (now Capital One) and has bachelor's and master's degrees from Louisiana State University. She has 35+ years of combined teaching and banking experience.

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