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Compliance Regulations: Lending and Deposit Basics - 2 Part Series

This is a two-part series on basic compliance regulations to be held on May 26th and June 22nd.

OnDemand
May 26, 2021
June 22, 2021
2 Presenters
2h total length
2.5 CEU Credits
$509.00 or 2 Tokens

Includes: 30 Days OnDemand Playback, Presenter Materials and Handouts

  • Compliance
  • Lending
  • Bank Legal Counsel
  • Branch Manager
  • Compliance Officer
  • Consumer Lender/Retail Banker
  • Customer Service Representative
  • Deposit Operations Manager/Specialist
  • Loan Closer
  • Loan Operations Manager/Specialist
  • Mortgage Lender
  • New Accounts Representative
  • Private Banker
  • Senior Management
  • Trainer

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This is a two-part series to be held on May 26th and June 22nd. The prices above include all sessions. Each session can also be attended individually by clicking on the links below.

Series Details

Deposit Regulations - The Basics

During the webinar, each regulation will be discussed spotlighting the front line issues and how to handle them. This webinar will help your staff determine if we are in a regulation and if so to determine the course of action.

  • Expedited Funds Availability Act (Reg CC) Update on Holds and Disclosures
  • Electronic Funds Transfer Act (Reg E) revisions and understanding your customer’s rights on unauthorized access
  • Regulation D - Six transaction limitations and FDIC disclosures on interest-bearing accounts
  • Truth in Savings Act (Reg DD) - Spotlight on disclosures and answering customer questions about rates and APY
  • Bank Secrecy Act (BSA) - Annual training requirements plus CTRs, SARs and DOEP date fields
  • Disclosures

Lending Regulations - The Basics

This two-hour program covers the basic requirements of each covered regulation.

  • Truth in Lending Act (Regulation Z);
  • Real Estate Settlement Procedures Act (Regulation X);
  • Equal Credit Opportunity Act (Regulation B);
  • Fair Housing Act;
  • Home Mortgage Disclosure Act (Regulation C);
  • Flood Insurance Rules;
  • Fair Credit Reporting Act;
  • Secure and Fair Enforcement for Mortgage Licensing Act (SAFE Act);
  • Community Reinvestment Act;
  • Fair Debt Collection Practices Act; and
  • Unfair, Deceptive or Abusive Acts or Practices.

What You'll Learn

Part 1: Deposit Regulations - The Basics
Wednesday, May 26th, 2021 (10:00 AM CT)

Is your front line a compliance asset or liability? Let’s make them a compliance asset. This regulatory review completes your financial institution's annual training requirements. It also helps the front line understand that we can be fined and sued if we do not follow our regulatory responsibility.

During the webinar, each regulation will be discussed spotlighting the front line issues and how to handle them. This webinar will help your staff determine if we are in a regulation and if so to determine the course of action. You will be amazed how focused training on front line issues will take you from zero to hero with your regulators.

 

  • Expedited Funds Availability Act (Reg CC) Update on Holds and Disclosures
  • Electronic Funds Transfer Act (Reg E) revisions and understanding your customer’s rights on unauthorized access
  • Regulation D - Six transaction limitations and FDIC disclosures on interest-bearing accounts
  • Truth in Savings Act (Reg DD) - Spotlight on disclosures and answering customer questions about rates and APY
  • Bank Secrecy Act (BSA) - Annual training requirements plus CTRs, SARs and DOEP date fields
  • Disclosures

 

Part 2: Lending Regulations - The Basics
Tuesday, June 22nd, 2021 (1:30 PM CT)

Whether new to lending compliance or an old pro the key to complying with the lending compliance regulations is a thorough understanding of the basic requirements of each regulation. We see examiners cite more violations of requirements that have been in place for decades than we do requirements of newly effective rules.

 

  • Truth in Lending Act (Regulation Z);
  • Real Estate Settlement Procedures Act (Regulation X);
  • Equal Credit Opportunity Act (Regulation B);
  • Fair Housing Act;
  • Home Mortgage Disclosure Act (Regulation C);
  • Flood Insurance Rules;
  • Fair Credit Reporting Act;
  • Secure and Fair Enforcement for Mortgage Licensing Act (SAFE Act);
  • Community Reinvestment Act;
  • Fair Debt Collection Practices Act; and
  • Unfair, Deceptive or Abusive Acts or Practices.

 

Who Should Attend

This webinar will benefit compliance officers, customer service representatives, new accounts representatives, personal bankers, telephone call centers, training, branch operations, branch administration, branch managers, assistant branch managers.

Jack Holzknecht

Instructor Bio

Jack Holzknecht is the CEO of Compliance Resource, LLC. He has been delivering the word on lending compliance for 44 years. In 39 years as a trainer over 147,000 bankers (and many examiners) have participated in Jack's live seminars and webinars. Jack's career began in 1976 as a federal bank examiner. He later headed the product and education divisions of a regional consulting company. There he developed loan and deposit form systems and software. He also developed and presented training programs to bankers in 43 states. Jack has been an instructor at compliance schools presented by a number of state bankers associations. As a contractor, he developed and delivered compliance training for the FDIC for ten years. He is a Certified Regulatory Compliance Manager and a member of the National Speakers Association.

Deborah Crawford

Instructor Bio

Deborah Crawford is the President of Gettechnical Inc., a Florida based training company. She specializes in the deposit side of the financial institution and is an instructor on IRAs, BSA, Deposit Regulations and opening account procedures. She was formerly with Hibernia National Bank (now Capital One) and has bachelor's and master's degrees from Louisiana State University. She has 35+ years of combined teaching and banking experience.

Continuing Education Credit Information

Recommended for 2.5 CEU Credit Hours. After attending this webinar, each attendee can receive a Certificate of Attendance for self-reporting of CEU Credits.

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