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FFIEC BSA/AML Exam Manual: A 4 Part Training

Learn at your desk with your peers! Spend time with Deb Crawford this year and become the BSA/AML Exam manual expert at your financial institution. Each section will be two hours of training.

OnDemand
November 18, 2022
December 9, 2022
December 19, 2022
January 10, 2023
Presented by Deborah Crawford
8h total length
$1,049.00 or 4 Tokens

Includes: 30 Days OnDemand Playback, Presenter Materials and Handouts

  • Auditing
  • BSA
  • Compliance
  • General Compliance
  • Management/Employee Development
  • Bank Secrecy Act Officer/BSA Specialist
  • Compliance Officer
  • Internal Auditor
  • Senior Management

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During this four-part study we will work directly from the FFIEC BSA Exam Manual.  You will receive an electronic copy of the manual.

Learn at your desk with your peers!  Spend time with Deb Crawford this year and become the BSA/AML Exam manual expert at your financial institution.  Each section will be two hours of training.

Series Details

FFIEC BSA/AML Exam Manual Part 1: History, Risk Assessments, Training, and More!

During this webinar, we will focus on the first section of the exam manual.

  • Risk Assessments
  • Compliance Program
  • Internal controls
  • BSA Officer
  • Training

FFIEC BSA/AML Exam Manual Part 2: CIP, CDD, and High-Risk Customers

During this part of the study, we will cover line by line these sections of the FFIEC BSA/AML Exam Manual.

  • Assessing Compliance
  • Customer Due Diligence
    • Risk rating customers
    • Beneficial Ownership
  • Enhanced Due Diligence
    • MSBs
    • MRBs
    • PEPs
    • NRAs
    • Cash Businesses
    • Third Party Payment Processors
  • Customer Identification Program
    • Information
    • Document Verification
    • Nondocument Verification
    • Resolving Discrepancies
    • Recordkeeping
    • Reliance on Third parties and Other Financial Institutions

FFIEC BSA/AML Exam Manual Part 3: SARs and CTRs

During our study on the reports, we will cover everything in the exam manual related to CTRs and SARs.

  • Suspicious Activity Reporting
  • Alerts -Monitoring
  • Model Validation
  • Working with law enforcement
  • Making the decision to file
  • CTRs
  • CTR exemptions
  • Aggregations for CTR purposes

FFIEC BSA/AML Exam Manual Part 4: Monetary Instrument Records, Funds Transfers, and More!

We will cover the recordkeeping requirements and how we work with law enforcement.

  • Monetary Instruments Recordkeeping Requirements
  • Funds Transfer Recordkeeping
  • 314 a Process and examination
  • 314 b Sharing information with another financial institution
  • Line-by-line look at the exam manual and what will be examined
  • Studying this section to keep you in compliance with these four big sections
  • Special Measure
  • OFAC Examination Procedures

What You'll Learn

Each webinar in the series will cover specific topics relative to the subject matter.

Who Should Attend

BSA Officers, Staff, Compliance, Audit and Management.

Deborah Crawford

Instructor Bio

Deborah Crawford is the President of Gettechnical Inc., a Florida based training company. She specializes in the deposit side of the financial institution and is an instructor on IRAs, BSA, Deposit Regulations and opening account procedures. She was formerly with Hibernia National Bank (now Capital One) and has bachelor's and master's degrees from Louisiana State University. She has 35+ years of combined teaching and banking experience.

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