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Hit the Ground Running: A Compliance Officer's Quick-Start Playbook

Build a strong foundation for success as a bank compliance officer by learning the essential tools, resources, and strategies needed to develop and maintain an effective compliance management program.
OnDemand
DATE

Recorded Tuesday,
August 25, 2026

INSTRUCTOR

Molly Stull

DURATION

1 Hour 30m

FORMAT

Webinar

$299.00 or 1 Token

Includes: 30 Days OnDemand Playback, Presenter Materials and Handouts

  • Compliance
  • Compliance Officer

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Stepping into the role of a bank compliance officer can be both exciting and challenging. Whether you're new to compliance or transitioning into this role, building a strong compliance management program begins with understanding the fundamentals.

This webinar provides practical, actionable guidance to help new compliance professionals establish an effective framework for managing regulatory risk. Learn how to leverage reliable compliance resources, conduct risk assessments, develop monitoring and review checklists, create an engaging compliance training program, and utilize a compliance council to strengthen communication and accountability across the institution. Participants will also explore how to align their compliance program with the three lines of defense and implement proven tools and strategies to stay ahead of regulatory changes and examiner expectations.

You'll leave with practical ideas and resources you can immediately apply to build a confident, well organized, and effective compliance program.

What You'll Learn

Building and maintaining an effective Compliance Management System (CMS)

  • Conducting and documenting compliance risk assessments
  • Developing monitoring and review checklists
  • Identifying reliable resources for regulatory research and compliance updates
  • Creating an effective compliance training program for employees and management
  • Establishing and utilizing a compliance council to support the compliance program
  • Understanding the three lines of defense and the compliance officer's role within the risk management framework

Who Should Attend

This session is ideal for new compliance officers or anyone responsible for developing, administering, or supporting the compliance management program.
Molly Stull

Instructor Bio

Molly began her banking career on the teller line while working on her undergraduate degree and has continued working in the financial industry ever since. Some of her experience includes roles in operations, business resumption planning, consumer compliance, and conducting audits. Her favorite role is ensuring that her audience, whether on the sports field or in the financial industry, understands the "why" behind the rule. Her wealth of financial knowledge and her numerous years of experience enable her to relate the material to the audience.

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