"Where do I even start?" is a question New Bank Compliance Officers often ask themselves. This program will provide resources and information to help answer that question. We'll highlight the main compliance rules and regulations that affect operations for all financial institutions. The session also provides some tools and resources new compliance officers can use to help with their duties. While this session may also provide long-term compliance officers with a refresher on regulations and resources, it is designed primarily for compliance officers with less than 2-3 years of compliance experience.
Who Should Attend
New Compliance Officers, Chief Compliance Officers, Compliance, Legal, Risk Management Staff, and CEOs will benefit from this course.
Continuing Education Credit Information
New Compliance Officer Training Part 1: Compliance 101 has been approved for 2 CRCM credits. This statement is not an endorsement of this program or its sponsor. Credits are redeemable for Live attendance only. For questions on certificates, please email email@example.com. Certification holders must report these credits at https://aba.csod.com.