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Quarterly Compliance Briefing: 4-Part Series (2021)

A quarterly update to help you keep up with changes and deadlines in the compliance area in a quick and easy format.

OnDemand
March 29, 2021
June 23, 2021
September 9, 2021
December 15, 2021
Presented by Carl Pry
2h total length
10 CEU Credits
$1,049.00 or 4 Tokens

Includes: 30 Days OnDemand Playback, Presenter Materials and Handouts

  • Compliance
  • Bank Legal Counsel
  • Bank Secrecy Act Officer/BSA Specialist
  • Branch Manager
  • Compliance Officer
  • Consumer Lender/Retail Banker
  • Customer Service Representative
  • Internal Auditor
  • Loan Operations Manager/Specialist
  • Marketing Officer/Business Development
  • Senior Management
  • Trainer

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Keeping up with changes and deadlines in the compliance area gets more complex every year. Now, we can assist you with that task. This series includes quarterly (4), two-hour webinars focused on the most recent changes to the compliance landscape.

Carl Pry, a well known and highly respected compliance expert and recipient of the 2015 ABA Distinguished Service Award will be presenting a quarterly update that will address new items to be aware of, deadlines and what's on the horizon. In a simple language webinar format that you can view from your office, Carl will make sure you have the information you need to keep your financial institution in compliance.

Attendees love the handouts that Carl provides each quarter including links to all relevant source documents and resources.

Series Details

Quarterly Compliance Briefing: Spring 2021

A quarterly update to help you keep up with changes and deadlines in the compliance area in a quick and easy format.

  • New Reg. Z QM rules, plus changes and delays, plus final HPML escrow exemption
  • New Reg. F/FDCPA disclosure final rules
  • New proposed flood insurance Q&As
  • Fair Lending: Gender identity and sexual orientation rules, enforcement priorities, and LEP guidance
  • DFA 1071 status report: how long until a proposal?
  • American Rescue Plan Act of 2021 – banking impacts
  • CFPB developments – regulatory agenda, reports to Congress, testimony of new potential director, and acting director priorities
  • BSA: National Defense Authorization Act impacts, proposed SAR exemptions
  • Proposed computer security incident notification rule
  • FDIC diversity self-assessments
  • More amendments to the California Consumer Privacy Act (CCPA)
  • OCC Fair Access Rule delay
  • Covid-19 reports and supervisory highlights, plus extensions of moratoriums
  • PPP and EIDL developments and renewals, plus FAQs and new forms

This is Part I of a four-part series. You can attend all the sessions to obtain the most comprehensive information or any part in the series independently.

 

 

Quarterly Compliance Briefing: Summer 2021

A quarterly update to help you keep up with changes and deadlines in the compliance area in a quick and easy format.

  • GAO’s report on CFPB’s fair lending activities
  • Mortgage servicing FAQs
  • CFPB’s efforts to address racial inequality
  • Unauthorized EFT and error resolution FAQs under Reg. E
  • Reg. D amendment on required reserves interest
  • FTC enforcement report to CFPB
  • Latest status report on 1071
  • National licensing requirement for MSBs?
  • OCC reconsiders its CRA final rule
  • New TRID FAQs
  • Repeal of OCC’s True Lender rule?
  • County-level consumer complaints report
  • FDIC proposal on misrepresentation of its name
  • QM extensions, and Fannie/Freddie QM eligibility
  • AI guidance from the FTC
  • Interagency model risk management guidance
  • Debt collection rules delay
  • CFPB urges servicers to avoid foreclosure wave
  • ANPR on beneficial ownership reporting structure

This is Part II of a four-part series. You can attend all the sessions to obtain the most comprehensive information or any part in the series independently.

 

 

Quarterly Compliance Briefing: Fall 2021

A quarterly update to help you keep up with changes and deadlines in the compliance area in a quick and easy format.

  • Pandemic servicing protections
  • HUD disparate impact rule update
  • AML/CFT priorities announced
  • FFIEC authentication and access guidance
  • FDIC proposed new insurance calculations
  • CRA modernization progress – OCC abandons its rule
  • Executive Order to agencies to examine consumer protections
  • New state privacy laws
  • OFAC and Cuba
  • CFPB mobile device disclosures
  • CFPB studies on pandemic effects – card limits, servicing
  • Updates to ECOA notices
  • FCC and robocall process review
  • Juneteenth timing guidance
  • Eviction moratoria extensions by agencies
  • CFPB and FHFA data on mortgage experiences
  • Regulatory standards for nonbank mortgage servicers
  • MLA report
  • Revised third-party management guidance
  • Racial bias in appraisals
  • FHFA’s expanded fair lending program
  • CFPB supervisory highlights

This is Part III of a four-part series. You can attend all the sessions to obtain the most comprehensive information or any part in the series independently.

 

 

Quarterly Compliance Briefing: Winter 2021

A quarterly update to help you keep up with changes and deadlines in the compliance area in a quick and easy format.

  • New CFPB Directors priorities
  • Final rule on cybersecurity incidents – 36 hours
  • CFPB seeks input on HMDA, plus new FAQs and filing instructions
  • Interagency statement on crypto-assets
  • Latest 1071 status report
  • Fair lending in appraisals
  • Reg. F debt collection guidance and FAQs
  • End to COVID mortgage servicing flexibility
  • Climate change risk management and banks
  • Tech companies and payment system practices
  • FCRA and “name-matching” practices
  • Credit report disputes and demographics
  • New measures to combat ransomware
  • Complaints report by census tract

This is Part IV of a four-part series. You can attend all the sessions to obtain the most comprehensive information or any part in the series independently.

 

 

What You'll Learn

Who Should Attend

Anyone in the institution having compliance responsibilities - when you think about this, it could be just about anyone in the institution. This may include members of senior management, operations personnel, lending personnel, underwriters, customer service representatives, back-room personnel, and of course compliance officers, auditors, and attorneys, and anyone else in the institution that might benefit from this valuable information.

"Carl is a wealth of knowledge in all things compliance and I would not have passed my CRCM exam if it wasn't for listening to many of his webinars along the way." -Don Savino, SVP Risk Management, Pacific Western Bank

"The Quarterly Compliance Briefings are always a great source of information regarding what has changed and what changes are on the horizon." -Chris Cerda, Senior Risk Advisory Services, Schneider Downs & Co., Inc.


Carl Pry

Instructor Bio

Carl Pry is a Certified Regulatory Compliance Manager (CRCM) and Certified Risk Professional (CRP) who is a Senior Advisor for Treliant LLC in Washington, DC. Through his more than 30-year working career, as well as through his experience as a banking attorney and officer, he has provided a variety of regulatory compliance and financial performance services to financial institutions and other clients throughout the country. He has written extensively regarding consumer and commercial compliance, tax, audit, and financial institution legal issues, and is a frequent contributor to and currently serves as the Chair of the Editorial Advisory Board for the ABA Bank Compliance magazine. He has spoken at scores of banking, compliance, and state bar associations, and has conducted training sessions for financial institutions across the country.


Continuing Education Credit Information

Recommended for 10 CEU Credit Hours. After attending this webinar, each attendee can receive a Certificate of Attendance for self-reporting of CEU Credits.