We will cover the recordkeeping requirements and how we work with law enforcement.
Webinars
This 3-part series is designed as an introduction to compliance, BSA, and auditing for New Compliance Officers.
Whether because of the complexity or the lack of frequency, opening business accounts seems to create the most angst for many bankers. Seminar participants gain confidence and a clear understanding of the regulatory, compliance, and overall documentation requirements for opening business accounts. With over 50 years of experience, Suzie Jones has a reputation for empowering new account representatives with the skills and tools to protect their organization while, at the same time, focusing on providing quality customer service.
During the webinar, you will review line-by-line the text fields and requirements to complete the Suspicious Activity Report (SAR).
Your staff is the eyes and ears on the ground to protect your institution from being used by money laundering operations.
This webinar will provide an overview of the tools and resources available for conducting a compliance review, as well as areas to review and questions to ask.
We all know safe deposit boxes are an essential part of any financial institution, but did you know that neglecting their proper maintenance and security measures can lead to compliance and legal issues? In this session, we'll explore the importance of having detailed procedures and strong controls for opening and maintaining safe deposit boxes.
This catch-all program will be helpful to make sure we have not missed anything so far in 2022. Checklists and summaries will help you manage these complex areas affecting our customers.
Everyone has been experiencing increasing anger from the public after the pandemic. Staff at every level of your financial institution needs to know how to defuse hostile people.
Fulfill your bank training needs with webinars
We offer over 450+ live and OnDemand webinars per year for bankers covering topics such as compliance, employee development, coaching, BSA/AML, lending, bank call reporting, TRID, as well as trending hot topics like pandemic preparedness, the Cares Act, regulation updates and much more! Delivered by respected financial services industry experts, our webinars are timely, relevant and always engaging.