Bi-Monthly Compliance Briefing - 6 Part Series (2023)

A bi-monthly update to help you keep up with changes and deadlines in the compliance area in a quick and easy format.

February 9, 2023
April 5, 2023
June 7, 2023
August 1, 2023
October 4, 2023
December 5, 2023
Presented by Carl Pry
2h total length
15 CRCM Credits
$1,209.00 or 5 Tokens

Includes: 30 Days OnDemand Playback, Presenter Materials and Handouts

  • Compliance
  • Bank Legal Counsel
  • Bank Secrecy Act Officer/BSA Specialist
  • Branch Manager
  • Compliance Officer
  • Consumer Lender/Retail Banker
  • Customer Service Representative
  • Internal Auditor
  • Loan Operations Manager/Specialist
  • Marketing Officer/Business Development
  • Senior Management
  • Trainer

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Keeping up with changes and deadlines in the compliance area gets more complex every year. Now, we can assist you with that task. This series includes bi-monthly (6), two-hour webinars focused on the most recent changes to the compliance landscape.

Carl Pry, a well-known and highly respected compliance expert and recipient of the 2015 ABA Distinguished Service Award will be presenting a bi-monthly update that will address new items to be aware of, deadlines, and what's on the horizon. In a simple language webinar format that you can view from your office, Carl will make sure you have the information you need to keep your financial institution in compliance.

Attendees love the handouts that Carl provides, including links to all relevant source documents and resources.

Series Details

Bi-Monthly Compliance Briefing - February

A bi-monthly update to help you keep up with changes and deadlines in the compliance area in a quick and easy format.

  • CFPB plans for new regulation in 2023 – overdrafts rule?
  • Proposed beneficial owner rule
  • FDIC statement and signage proposed rule
  • Interagency statement on crypto-asset risks
  • FHFA risk management guidance
  • Monetary adjustments for various regulations for 2023
  • CFPB report on mortgage financing risks
  • CFPB report on consumers’ financial well-being
  • LIBOR transition plans
  • FHFA approval for new Fannie/Freddie products
  • CRA data and asset-size adjustments

Bi-Monthly Compliance Briefing - April

A bi-monthly update to help you keep up with changes and deadlines in the compliance area in a quick and easy format.

Special 1071 Update:
The CFPB is due to issue its final DFA 1071 rules by March 31st. We’ll get into what these new final rules require – who must comply, what information must be collected, and how it will be submitted. We’ll address the effective and compliance required dates (meaning when you have to start collecting information, as well as when you’ll have to first submit). We’ll emphasize what has changed from the proposed rule, and spend extra time on the thresholds for reporting (one of the most important questions lenders have). There will also be process and disclosure requirements. We’ll review it all.

Additional topics:

  • Proposal on credit card late fees – capping the amounts issuers can charge?
  • CFPB report on overdraft and NSF fees
  • Appraisal bias update – CFPB and the agencies communicate with the Appraisal Foundation
  • AI and algorithms – impacts on racial disparities
  • RESPA Section 8 – digital mortgage shopping platforms
  • 2023 HMDA reference chart
  • CFPB asking for auto lending and servicing data
  • Liquidity risks of banks and crypto assets
  • Proposed call report revisions
  • Fintech, crypto, and cloud services challenges
  • Credit union cyber incident reporting rule
  • SEC protections of crypto assets
  • FTC’s ECOA summary

Bi-Monthly Compliance Briefing - June

A bi-monthly update to help you keep up with changes and deadlines in the compliance area in a quick and easy format.

  • OCC and FDIC guidance on overdraft fees as UDAAP
  • Agency statement on AI-based discrimination
  • CFPB statement of interest on Reg. B’s coverage in any aspect of a credit transaction
  • CFPB reports on high-cost financing of medical expenses, and removing medical debt from credit reports
  • 2023 HMDA Getting It Right guide
  • Revised APOR methodology
  • CFPB 1033 rulemaking update
  • FinCEN 2022 report
  • GSE equitable housing finance plans
  • FDIC 2023 Supervisory Highlights
  • CFPB PACE financing proposal
  • CFPB warning on “zombie mortgages”
  • Agency statement on LIBOR sunset
  • FHFA fair lending oversight

Bi-Monthly Compliance Briefing - August

A bi-monthly update to help you keep up with changes and deadlines in the compliance area in a quick and easy format.

  • New final guidance on third-party relationships
  • AVM proposal finally issued
  • Reconsideration of value (ROV) proposed guidance
  • Revised APOR methodology
  • OCC and FDIC overdraft guidance
  • FDIC revised NSF guidance
  • Reopening a closed account could be UDAAP
  • AI-based discrimination statement
  • Chatbots in banking
  • New 1071 resources
  • CFPB’s 2022 Fair Lending Report
  • Treasury’s strategy on de-risking
  • DFA 1033 SBREFA final report
  • CFPB Spring 2023 Regulatory Agenda
  • Global regulatory framework for crypto-assets
  • FTC proposal to ban deceptive reviews

Bi-Monthly Compliance Briefing - October

A bi-monthly update to help you keep up with changes and deadlines in the compliance area in a quick and easy format.

  • The CFPB’s beginnings of its FCRA overhaul
  • What’s the deal on delaying (or canceling?) the 1071 rules?
  • CFPB’s legal arguments over funding
  • Adverse action notices and AI/algorithms
  • CFPB’s RESPA interpretations
  • Updated BSA/AML exam manual
  • 2022 HMDA data points and reports
  • Fed supervising “novel activities” such as crypto
  • OCC’s supervision operating plan
  • FDIC’s 2023 risk review
  • Repurchased loan guidance
  • College tuition repayment plan report
  • Resolution planning at large institutions
  • Fed’s cybersecurity report
  • Liquidity risks and contingency planning in light of bank failures
  • SEC’s truth in advertising rule
  • Blueprint for a renters bill of rights
  • Reg. Z adjustments for 2024
  • New FDIC exam portal

Bi-Monthly Compliance Briefing - December

A bi-monthly update to help you keep up with changes and deadlines in the compliance area in a quick and easy format.

  • New Final CRA regulations
  • Dodd-Frank Act Section 1033 proposal
  • 1071 delay for all!
  • Immigration status and eligibility for credit
  • CFPB language access plan
  • Increased interchange fee proposal
  • Fees – FTC’s second junk fees issuance, CFPB’s “excessive” account information fees under DFA 1034(c), and decline in NSF fees
  • Future digital payment oversight?
  • FDIC’s Fair Hiring in Banking Act regulations
  • Will CFPB regulate fintechs like banks (finally)?
  • Climate risk financial management
  • Companies’ BOI reporting timeframes in 2024
  • “CVC mixing” and fraud
  • Cross-border fraud and ransomware
  • Threshold updates for 2024

What You'll Learn

Each webinar in the series will cover specific topics relative to the subject matter.

Who Should Attend

Anyone in the institution having compliance responsibilities - when you think about this, it could be just about anyone in the institution. This may include members of senior management, operations personnel, lending personnel, underwriters, customer service representatives, back-room personnel, and of course compliance officers, auditors, and attorneys, and anyone else in the institution that might benefit from this valuable information.

"Carl is a wealth of knowledge in all things compliance and I would not have passed my CRCM exam if it wasn't for listening to many of his webinars along the way." -Don Savino, SVP Risk Management, Pacific Western Bank

"The [Bi-Monthly] Compliance Briefings are always a great source of information regarding what has changed and what changes are on the horizon." -Chris Cerda, Senior Risk Advisory Services, Schneider Downs & Co., Inc.

Carl Pry

Instructor Bio

Carl Pry is a Certified Regulatory Compliance Manager (CRCM) and Certified Risk Professional (CRP) who is a Senior Advisor for Asurity Advisors in Washington, DC. Through his more than 30-year working career, as well as through his experience as a banking attorney and officer, he has provided a variety of regulatory compliance and financial performance services to financial institutions and other clients throughout the country. He has written extensively regarding consumer and commercial compliance, tax, audit, and financial institution legal issues, and is a frequent contributor to and currently serves as the Chair of the Editorial Advisory Board for the ABA Bank Compliance magazine. He has spoken at scores of banking, compliance, and state bar associations, and has conducted training sessions for financial institutions across the country.

Continuing Education Credit Information

Bi-Monthly Compliance Briefing - 6 Part Series (2023) has been approved for 15 CRCM credits. This statement is not an endorsement of this program or its sponsor. Credits are redeemable for both Live and OnDemand viewing. For questions on certificates, please email support@oncourselearning.com. Certification holders must report these credits at https://aba.csod.com.