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BSA Risk Assessment Workshop

Before you can write policies, before you can schedule that next audit, and before you can assign your next training course, you must review and update your institution’s BSA/AML Risk Assessment. What new inherent risks are out there? How are you measuring your risks?

Upcoming
Friday, January 24th, 2025
10:00 am - 12:30 pm
Presented by Dawn Kincaid
$450.00 or 1 Token

Includes: Live Access, 30 Days OnDemand Playback, Presenter Materials and Handouts

  • BSA
  • Risk Management/Legal
  • Bank Secrecy Act Officer/BSA Specialist
  • Compliance Officer
  • Risk Manager
  • Senior Management
  • Training Manager
  • Trainer

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This session will include breakout rooms where you will get the opportunity to collaborate with peers, as well as our industry expert, Dawn Kincaid. Space is limited to 30 participants for a high-value learning experience, so register today!

In this session, we will discuss how to update your risk assessment to ensure it addresses your areas of highest risk. We will identify the BSA/AML risks to your institution and provide best practices to measure those risks and implement controls to mitigate them. In addition, we will work through how to address FinCEN’s AML/CFT Priorities within your risk assessment and BSA program.

A BSA/AML/CFT risk assessment template will be provided, and we will work through risk factors together, so you can walk away with what you need to update this valuable tool. Attendees are encouraged to bring their institution’s current BSA/AML Risk Assessment to make notes on during the session.

What You'll Learn

  • Identify and measure BSA/AML risks of your institution’s location, products, services, and processes
  • Define risk levels and scoring methodology
  • Determine appropriate internal controls that mitigate your initial risks
  • Incorporate FinCEN’s AML/CFT Priorities into your risk assessment process
  • Report risk assessment results to senior management and the board
  • Utilizing your risk assessment to guide audit scope

Who Should Attend

This informative session is designed for BSA/AML officers, BSA Department staff, compliance officers, and risk officers.

Dawn Kincaid

Instructor Bio

Dawn Kincaid began her banking career while attending The Ohio State University. She has 19 years of experience in client service, operations, information technology, administrative and board relations, marketing, and compliance. Most recently Dawn served as the Senior Vice President of Operations for a central-Ohio-based community bank, where she created and refined policies and procedures, conducted self-audits and risk assessments, and organized the implementation of new products and services. Dawn has served in the roles of Compliance, BSA/AML, CRA, Privacy, and Security Officer. She has led training initiatives, prepared due diligence information, completed a variety of regulatory applications, coordinated internal and external audits, and exams, and presented for numerous state associations.

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