Establishing a Culture of Compliance

This session will provide you with the checklists, tools, and resources you need to manage the mackerel that is compliance.

Recorded Thursday,
December 14th, 2023
Presented by Dawn Kincaid
2h total length
2.5 CRCM Credits
$279.00 or 1 Token

Includes: 30 Days OnDemand Playback, Presenter Materials and Handouts

  • Auditing
  • Compliance
  • General Compliance
  • Management/Employee Development
  • Risk Management/Legal
  • Board Member
  • Branch Manager
  • Compliance Officer
  • Internal Auditor
  • Risk Manager
  • Senior Management
  • Training Manager
  • Trainer

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Whether you are a rookie compliance officer or a seasoned veteran, you need the right tools to help you manage your increasing compliance responsibilities and achieve a compliance rating for your bank that is worthy of mounting on the wall.

What You'll Learn

  • Utilizing Checklists
  • Implementing Tracking Methods
  • Establishing an Effective Training Program
  • Effective Board Reporting
  • Awareness of Current Regulatory Hot Buttons
  • Understanding of Tools and Resources Available To You

Who Should Attend

This informative session is designed for Compliance Officers and Internal Auditors.

Dawn Kincaid

Instructor Bio

Dawn Kincaid began her banking career while attending The Ohio State University. She has 19 years of experience in client service, operations, information technology, administrative and board relations, marketing, and compliance. Most recently Dawn served as the Senior Vice President of Operations for a central-Ohio-based community bank, where she created and refined policies and procedures, conducted self-audits and risk assessments, and organized the implementation of new products and services. Dawn has served in the roles of Compliance, BSA/AML, CRA, Privacy, and Security Officer. She has led training initiatives, prepared due diligence information, completed a variety of regulatory applications, coordinated internal and external audits, and exams, and presented for numerous state associations.

Continuing Education Credit Information

Establishing a Culture of Compliance has been approved for 2.5 CRCM credits. This statement is not an endorsement of this program or its sponsor. Credits are redeemable for both Live and OnDemand viewing. For questions on certificates, please email support@oncourselearning.com. Certification holders must report these credits at https://aba.csod.com.