Webinars

This webinar series will encompass opening personal, business, trust, minor, power of attorney, estate accounts, and much more! Although not customized to specific state law, it will answer the more complicated and challenging questions customers and employees ask. Whether you are new to new accounts or have decades of experience, you will gain more confidence and be prepared to handle even the most complicated scenario!

Compliance with the Bank Secrecy Act continues to be a supervisory priority so it’s important for new BSA Compliance Officers to have a good grasp of the requirements and, more importantly, where to get answers to questions that may arise. This session will provide new BSA Compliance Officers with information on the laws and rules, as well as guidance on resources that can help make their jobs easier.

The banking industry has long been familiar with technological upheavals, and generative AI stands as the most recent influential development. This presentation will highlight the top use cases for generative AI in banking and potential unintended consequences.

Review of the critical compliance requirements for record retention, and formulating and maintaining an effective records management program.

Debit cards are a critical payment method utilized by our customers and therefore, we must have a solid understanding of all aspects of offering this convenient access device. This session is specifically designed to explain the regulatory compliance requirements for issuing, servicing, and managing the institution’s debit card product along with internal control and fraud prevention tips.

The Audit Committee serves as the “Compliance Oversight” function of the entire board. This session will review the responsibilities of the Audit Committee. It will provide a sample charter and identify the key reports this committee must regularly review to effectively manage their role.

The regulatory agencies, as well as HUD, FHFA, Fannie Mae, and Freddie Mac, recently issued their Final Interagency Guidance on ROVs, which creates clear expectations on mortgage lenders to formulate and execute programs to provide customers with access to ROV requests, as well as how to handle them once received.

A bi-monthly update to help you keep up with changes and deadlines in the compliance area in a quick and easy format.

It's that time of the year again – when thoughts turn to holiday parties and gift-giving… no, really, IRS reporting issues and the myriad rules to follow and forms to complete!