Webinars

The BSA exam identifies many services and customers as high risk for money laundering. Your financial institution is full of customers who require many types of services. We will help you determine if they are high risk.

The new world of instant payments is changing what your institution needs to do to stay in compliance. Led by the Payments Professor, this session is your compass for navigating the complex world of FedNow® instant payments.

This live program focuses on current issues involving financial exploitation. A reference manual will be included with resources and sample forms.

A compliance audit/review is a comprehensive evaluation of a financial institution’s adherence to regulatory guidelines. Its purpose it to identify problems and weaknesses BEFORE they are detected by examiners, or even worse, customers’ attorneys. This webinar will provide an overview of the tools and resources available for conducting a compliance review as well as areas to review and questions to ask.

Banking marijuana-related and/or hemp-related businesses is becoming more and more commonplace. Avoid getting into hot water with examiners by ensuring you are up to speed on all the BSA/AML considerations and implications.

Compliance with the Bank Secrecy Act continues to be a supervisory priority so it’s important for new BSA Compliance Officers to have a good grasp of the requirements and, more importantly, where to get answers to questions that may arise. This session will provide new BSA Compliance Officers with information on the laws and rules, as well as guidance on resources that can help make their jobs easier.

It is amazing how many banks go through extreme measures and make so many mistakes regarding the setup, maintenance and termination of this type of account.

During this program, we will cover where we are on the key elements of BSA.

This two-hour webinar examines not only the documentation requirements on business entities available in most states but also provides clarity on how to identify who has the authority to open and transact on behalf of the entity.