Webinars

In this webinar we’ll discuss understanding what examiners are focusing on, including areas where a clear rule or regulation might not even apply. This has been a major cultural shift in the regulatory function, and we’ll delve into how to identify UDAP/UDAAP, how to monitor and test for it, and where particular risks are found, among other topics.

During this program we will look at third-party relationships and intermediaries in light of our BSA/AML/CFT programs and the management of these relationships.

In recent consent orders, we have learned the value, to law enforcement and our regulators, that we "Know Our Customer". The new account interview should be used to establish a baseline of expected behavior for our customers both business and consumer. During the interview, we are expected to get to the nature, purpose and expected transactions of our customers.

Bob Gregg, attorney at law, discusses the types of issues that should and shouldn’t be documented and offers guidance for writing your iron clad documentation if ever challenged by the employee, Courts, or regulators.

During this 4 part training, we will cover consumer accounts, fiduciary accounts, estate accounts, and business accounts.

One in five workers have experienced discrimination or unfair treatment at work. In today's workplace environment, organizations need to face a reality gap and realize more work needs to be done in this area.

The business case for Diversity, Equity and Inclusion (DEI) is stronger than ever. This webinar will provide bankers a comprehensive review of the moral, economic and financial rationale for strategic investments in DEI policies, practices and programs.

Learn what these tripwires are and prepare your institution for inquiries from the agencies as well as consumers.

Every month, the federal financial institution regulatory agencies publish lists of enforcement actions taken against financial institutions. Enforcement actions can include civil monetary penalties, consent decrees, and cease and desist orders, just to name a few. This course will discuss those penalties, and how to keep you off of the list.