Webinars

There are many types of business accounts with many different ways to do business at banking today. It can be challenging to determine who is authorized to open, close and transact business when dealing with so many business entities.

During this program we will do the annual training for staff for the OFAC program.

Institutions have had third-party management guidance to follow for decades, but building, implementing, and managing a compliant third-party management program is no easy task. In this webinar, you’ll learn the essential elements every program should have, and why it’s critical to embed third-party management in all lines of business.

During this program we will look at third-party relationships and intermediaries in light of our BSA/AML/CFT programs and the management of these relationships.

This webinar will deal with the ins and outs of making changes to loans of all types. We’ll discuss the compliance and legal requirements, operational challenges, and impacts to borrowers, guarantors, and other parties to the loan.

In recent consent orders, we have learned the value, to law enforcement and our regulators, that we "Know Our Customer". The new account interview should be used to establish a baseline of expected behavior for our customers both business and consumer. During the interview, we are expected to get to the nature, purpose and expected transactions of our customers.

Now that the cannabis customer is onboarded, learn how the money will move.

Ethical decisions can be challenging, but it’s important to embrace ethical choices as the repercussions impact you individually as well as your financial institution. Included in this session are best practices, and requirements as well as examples of bank bribery cases.

Today’s financial institutions must have sound compliance management systems (CMS). A sound CMS ensures everyone is following policies and procedures, trains staff, tracks, understands, and implements new regulations, and predicts the impact of proposed rules. This program provides a practical, risk-based review of the basic requirements of a CMS.