Webinars

Today’s financial institutions must have sound Compliance Management Systems (CMS). From making sure everyone is following policies and procedures to training staff to tracking, understanding, and implementing new regulations and predicting the impact of proposed rules, it’s a never-ending exercise in organization and education. That’s why federal regulators require financial institutions to have a CMS. While each agency has its own definition of a CMS, it all boils down to one simple concept: how a financial institution manages consumer compliance risk.

Institutions have had third-party management guidance to follow for decades, but building, implementing, and managing a compliant third-party management program is no easy task. In this webinar, you’ll learn the essential elements every program should have, and why it’s critical to embed third-party management in all lines of business.

During this program we will look at third-party relationships and intermediaries in light of our BSA/AML/CFT programs and the management of these relationships.

During this 4 part training, we will cover consumer accounts, fiduciary accounts, estate accounts, and business accounts.

The business case for Diversity, Equity and Inclusion (DEI) is stronger than ever. This webinar will provide bankers a comprehensive review of the moral, economic and financial rationale for strategic investments in DEI policies, practices and programs.

Learn what these tripwires are and prepare your institution for inquiries from the agencies as well as consumers.

Every month, the federal financial institution regulatory agencies publish lists of enforcement actions taken against financial institutions. Enforcement actions can include civil monetary penalties, consent decrees, and cease and desist orders, just to name a few. This course will discuss those penalties, and how to keep you off of the list.

What are your institution's responsibilities for compliance with the Fair Credit Reporting Act (FCRA)? The answer is more complex than you might expect. In this webinar, we'll discuss the nuances of compliance and some of the most common violations.

Prepare your frontline for the future of small business lending! This session focuses on preparing your institution’s frontline, including commercial loan officers, with a solid understanding of Section 1071 and how it will impact current processes, your organization, and their jobs.