We will explore the different types of Service Organization Control (SOC) reports provided by vendors and highlight the best items that should be requested from vendors. In addition to what report(s) to ask for, we will explore different SOC report types in detail, to highlight what to look for and why.
Webinars
Dormant accounts often take a backseat to more pressing compliance matters until that one time each year comes when you are required to report this inactivity and transfer any assets to your state through the escheatment process. However, dormant accounts can present a significant risk to your institution and require increased monitoring and scrutiny.
Take your TRID compliance to the next level! This webinar will take a look at the TRID rule from an advanced perspective.
The Equal Opportunity Act has always applied to both consumer and commercial lending, making commercial loans a target for Fair Lending scrutiny. The focus has traditionally been on consumer mortgage loans that require the collection of demographic data. Regulators haven't typically issued significant enforcement actions in the commercial lending area for Regulation B violations. However, the pending implementation of the Section 1071 rules for data collection of minority-owned and women-owned small business applications will bring a new era of fair lending analysis. Will your bank be ready for these changes? What new reputation risks are on the horizon?
This two-hour webinar focuses on the risks, procedures, best practices, and compliance requirements for opening Personal and Consumer Accounts.
This session will discuss the dynamic nature of overdraft programs at financial institutions, including regulatory expectations. We'll also discuss what the future holds for how institutions may consider managing their programs.
A deep dive discussion on home equity lines of credit. What disclosures are required? What is required to reduce an available line? These questions and more will be addressed during this detailed session on HELOCs.
This two-hour webinar examines not only the documentation requirements on business entities available in most states but provides clarity on how to identify who has authority to open and transact on behalf of the entity.
This two-hour webinar will delve into the responsibilities of collecting appropriate documentation, providing ownership options, titling accounts correctly, and allowing proper access to Trust, Fiduciary and Minor accounts not only during lifetime but at the death of a signer as well.
Fulfill your bank training needs with webinars
We offer over 450+ live and OnDemand webinars per year for bankers covering topics such as compliance, employee development, coaching, BSA/AML, lending, bank call reporting, TRID, as well as trending hot topics like pandemic preparedness, the Cares Act, regulation updates and much more! Delivered by respected financial services industry experts, our webinars are timely, relevant and always engaging.