Webinars

This 3-part series is designed as an introduction to compliance, BSA, and auditing for New Compliance Officers.

There is a big misconception that an IT examination is a technical security assessment focused solely on computer systems, the network, and logical controls. While the technological components and the IT department are most definitely included in the examination, it doesn’t start and end there.

During this webinar, we will discuss the current environment, the recent enhancements to the ACH network and the rules that have been created or amended from Nacha. We'll also review recent changes to the ACH rules and discuss upcoming changes that might impact your organization or specifically, your role.

Keeping up with all the rules, regulations, and laws that affect financial institution operations can be daunting for the most seasoned compliance professional. For new compliance officers, it can be overwhelming. This session is designed to provide a new compliance officer with tools to help make the transition on their new role easier.

From clubs to campaigns, these organization accounts have different rules and procedures for each. Learn how to set-up these different nonprofit organizations, associations, and corporations.

Are you creating your first ERM Program for your bank? Do you want to ensure your current program is complete, yet keep it simple? If yes to either question, this webinar is for you!

No financial institution WANTS to receive complaints, but even the most customer-oriented institutions WILL receive negative customer reviews! This session will explore what a complaints program is, how it should be constructed, and how it benefits the customers, employees, and the institution.

Do you understand what an ACH Exception is and the requirements around them? Many exceptions are rare, and you may find yourself second guessing what you should do. Gain a better understanding of exception processing from returns to notifications, of changes to DNE, and more.

Don't let compliance confusion slow you down. Take this opportunity to deepen your knowledge of the current compliance rules and take your loan processing skills to the next level. With Anne's easy-to-follow explanations and real-life examples, you'll be armed with the tools you need to navigate even the most complex loan scenarios with ease.