Webinars

During this program we will cover many teller regulatory and compliance issues. We will look at your signature contract, state and federal rules regarding the handling of checks.

Financial institutions looking for ways to increase the relationship with the customer know that the success of the relationship is in the hands of the people who wait on and assist customers every day.

2023 starts off with BIG Changes! IRA changes, beneficial ownership proposed changes, and all the other deposit hot topics.

Funds transfer fraud causes millions of dollars in losses for businesses and financial institutions every year. In 2023 alone, financial institutions filed over 400,000 Suspicious Activity Reports on incidents of wire fraud and/or suspicious funds transfers. Learn the steps you can take to protect your institution and your account holders!

We will explore the different types of Service Organization Control (SOC) reports provided by vendors and highlight the best items that should be requested from vendors. In addition to what report(s) to ask for, we will explore different SOC report types in detail, to highlight what to look for and why.

The FATCA rules affecting foreign financial institutions also affects US financial institutions and your job as a withholding agent.

Whether your marketing promotions are digital, print, or televised, multiple regulations prescribe what can be said, the elements that should be included, and how they should be displayed. In this webinar, learn to craft a good marketing policy that helps you stay in compliance.

Funds availability limits established by Reg CC are changing effective July 1, 2025. Are your systems ready? Disclosures? Notices? Staff?

Tick, tock we are in the countdown to the Regulation CC changes. If you missed last year’s program about updating your numbers, policies and procedures for Reg CC’s new numbers, you will not want to miss this program about upcoming changes.