BSA Officer Summer Update
OnDemand
BSA
We will cover the hot topics for 2023.
Webinars
Regulation B - Small Business Loan Data Collection and Reporting Rules (Section 1071)
OnDemand
Commercial/Business Lending, Compliance, Lending, Lending Compliance
The proposed revisions to Regulation B represent one of the most significant new regulatory events in recent history. All financial institutions, except those that originate less than 25 “covered credit transactions” to “small businesses” in each of the two preceding calendar years, must implement a full compliance management system, including policies, procedures, training, and audit.
Unclaimed Property Compliance for Financial Institutions
OnDemand
Accounting/Reporting, Auditing, Compliance, Deposit, Deposit Accounts, IRAs, Risk Management/Legal
This webinar will focus on the complex state unclaimed property reporting requirements and the unique challenges facing financial institutions.
Avoiding Check Fraud Liability: From Prevention to Loss Allocation
OnDemand
Deposit, Risk Management/Legal, Teller
This webinar provides attendees with tips to avoid check fraud losses, as well as an overview of the laws that apply to loss allocation when check fraud occurs.
Dormant Accounts and the Escheatment Process
OnDemand
Compliance, Deposit, Deposit Accounts, Deposit Compliance, General Compliance, Safe Deposit
Dormant accounts often take a backseat to more pressing compliance matters. That is until that one time a year comes when you are required to report this inactivity and transfer any assets to your state through the escheatment process. However, dormant accounts can present a significant risk to your institution and require increased monitoring and scrutiny.
The Role of Board Secretary
OnDemand
Compliance
The board secretary’s dynamic role is critical. It involves and affects administration of corporate governance, director liability, communication with directors and management, oversight of policy/procedure reviews, obtaining and maintaining annual documentation, compliance issues, and more.
Alert! FinCEN Issues Initial Beneficial Ownership Information Reporting Guidance
OnDemand
BSA, Deposit Accounts, Deposit Compliance
Financial Crimes Enforcement Network (FinCEN) published its first set of guidance materials to aid the public, and in particular the small business community, in understanding upcoming beneficial ownership information (BOI) reporting requirements taking effect on January 1, 2024.
Five Best Practices for Reg E Disputes
OnDemand
Auditing, Compliance, Customer Service, Deposit, Deposit Accounts, Deposit Compliance, Fraud, Technology/Security
What will regulators find when they examine your financial institution for Reg E compliance with error resolution procedures? Do your employees know what is required? Recently issued "FAQs" outline more consumer protection for P2P (person to person) fraud for many popular wallet applications, such as Zelle and Venmo. Do they know that a customer can write their PIN on a card and this will not be considered “negligent” if the card is lost or stolen?
Marketing in 2023: Digital and Social Media Compliance Considerations
OnDemand
Compliance
Today’s marketing department has the benefit of many advertising options, including social media, websites, TV, radio, and more. Whether your promotions are digital, print, or televised, multiple compliance regulations strictly prescribe what can be said, the elements that should be included, and how they should be displayed. Compliance violations can result in fines or lawsuits.
Fulfill your bank training needs with webinars
We offer over 450+ live and OnDemand webinars per year for bankers covering topics such as compliance, employee development, coaching, BSA/AML, lending, bank call reporting, TRID, as well as trending hot topics like pandemic preparedness, the Cares Act, regulation updates and much more! Delivered by respected financial services industry experts, our webinars are timely, relevant and always engaging.
