Webinars

It's a fact: Coaching your staff decreases teamwork issues, compliance/audit infractions and depositor dissatisfaction. This program will help you add coaching techniques to your leadership practices to get positive and meaningful results.

Opening accounts online is becoming the new normal. What do you need to know and do to be in compliance with Customer Identification Program (CIP), Customer Due Diligence (CDD), identity theft programs, disclosures, E-Sign, and many other issues?

The Commercial Loan Documents checklist typically lists “Evidence of Insurance.” Don’t check that off your list without making sure you have reviewed the Certificate of Insurance and assessed your borrower’s coverage.

This webinar will provide attendees with information on doing business with trusts, including best practices in establishing deposit account and loan relationships.

Some people might think that regulatory attention to the Bank Secrecy Act (BSA) had decreased over the past couple of years, given other difficulties and areas of concern, such as fair lending, TRID, HMDA, and UDAP. Think again. With the safety and soundness of the entire industry the focus of news stories every day and many well-publicized enforcement actions, the regulators obviously haven't eased up. These rules are still very close to being the #1 issue facing compliance officers. This is a timely topic, as we are now seeing the full implementation of the Beneficial Owner Information (BOI) rules, including the Treasury Department’s new registry, access to that registry, and impending rules on how to incorporate these requirements into banks’ Customer Due Diligence (CDD) programs.

On March 16, 2022, Consumer Financial Protection Bureau (CFPB) announced changes to its supervisory operations to better protect families and communities from illegal discrimination, including situations where fair lending laws may not apply. In the course of examining banks’ and other companies’ compliance with consumer protection rules, the CFPB will scrutinize discriminatory conduct that violates the federal prohibition against unfair practices.

This webinar will discuss the requirements for a financial institution when management is required to assess the effectiveness of the bank’s system of internal controls over financial reporting.

This informative session will be helpful to ensure deposit compliance with e-banking and is targeted for Compliance officers, Risk Managers, Deposit Operations Managers, Business Development Managers, and others responsible for managing online banking, E-SIGN compliance, e-statements, and e-disclosures for deposit accounts.

A bi-monthly update to help you keep up with changes and deadlines in the compliance area in a quick and easy format.